Statement of Responsibility for Surface Mining Permit
This file provides a Statement of Responsibility for operators of surface mining operations in California. It outlines the requirements and guidelines under the Surface Mining and Reclamation Act (SMARA). Use this document to ensure compliance and proper procedures are followed when taking over mining operations.
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How do I fill this out?
To fill out this form, begin by gathering the necessary information about the mining operation and owner. Carefully read the instructions to ensure all sections are completed accurately. Finally, have the form signed and acknowledged by a notary public before submission.

How to fill out the Statement of Responsibility for Surface Mining Permit?
1
Collect necessary information regarding the mining operation.
2
Complete all relevant sections of the form.
3
Obtain the signature of the new owner and necessary parties.
4
Have the form notarized by a certified public notary.
5
Submit the completed form along with any required documents.
Who needs the Statement of Responsibility for Surface Mining Permit?
1
Mine Operators - to assume legal responsibility for operations.
2
Regulatory Agencies - to ensure compliance with mining laws.
3
Property Owners - to manage mining operations on their land.
4
Investors - to understand obligations before investing in mining.
5
New Operators - to take over existing mining operations legally.
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What are the important dates for this form in 2024 and 2025?
Check with your local lead agency for specific deadlines regarding the submission of the Statement of Responsibility. Compliance with the Lead Agency's timeline is critical. Unreported changes could lead to operational delays.

What is the purpose of this form?
The Statement of Responsibility (SOR) form is designed to ensure that any new operator of a surface mining operation acknowledges and accepts their legal responsibilities. This form is part of compliance with the Surface Mining and Reclamation Act of 1975 (SMARA). It serves to protect both the environment and public safety by enforcing adherence to established mining regulations.

Tell me about this form and its components and fields line-by-line.

- 1. Mine Name: The official name of the mining operation.
- 2. California Mine ID: Unique identification number assigned to the mine.
- 3. Owner of Operation: Details of the individual or entity operating the mine.
- 4. Financial Assurance Mechanism: Documenting the financial guarantees in place for the mining operation.
- 5. Signature: Signature of the new operator acknowledging their responsibilities.
What happens if I fail to submit this form?
Failure to submit the Statement of Responsibility can result in legal complications and potential fines. This form is crucial for legal compliance in operating a surface mining site.
- Legal Liabilities: Without a timely submission, the new operator may face liabilities for any violations of mining laws.
- Operational Delays: Inability to proceed with mining activities legally can lead to significant delays.
- Fines and Penalties: Regulatory agencies may impose fines for non-compliance with submission requirements.
How do I know when to use this form?

- 1. New Operator Assumption: Use this form to formally take over an existing mining operation.
- 2. Ownership Changes: It is necessary when the ownership of a mining operation changes hands.
- 3. Compliance with Regulatory Requirements: Utilize this form to ensure compliance with SMARA regulations.
Frequently Asked Questions
What is a Statement of Responsibility?
A Statement of Responsibility (SOR) is a formal document used by new mine operators to assume responsibility for mining operations.
Who needs to fill out this form?
This form is required by new mine operators, property owners, and regulatory agencies to ensure compliance with mining laws.
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What documents need to be submitted with the SOR?
Additional documents may include financial assurance mechanisms and authorization letters from property owners.
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What are the important deadlines related to this form?
Deadlines can vary; it’s essential to check with your local regulations for specific submission timelines.
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