Umicore Anti Money Laundering Verification Form
This file contains the Anti Money Laundering Verification Form for Umicore. It details the requirements for individuals and companies to certify their compliance with AML regulations. Use this form to ensure proper handling of transactions and adherence to legal requirements.
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How do I fill this out?
Filling out this form is essential for compliance with AML regulations. Start by providing your legal name and contact details. Make sure to accurately describe your business activities and ownership structure for effective processing.

How to fill out the Umicore Anti Money Laundering Verification Form?
1
Read the instructions provided alongside the form.
2
Enter accurate information regarding your legal name and date of birth/incorporation.
3
Detail your business activities and ownership structure.
4
Provide precise contact information and any necessary identification numbers.
5
Sign and submit the form to the designated Umicore AML compliance officer.
Who needs the Umicore Anti Money Laundering Verification Form?
1
Businesses involved in precious metals trading need this form to comply with AML regulations.
2
Individual jewelers must submit this form to certify legitimacy in their business practices.
3
Wholesalers require this form for regulatory compliance when handling larger transactions.
4
Academic institutions may need the form for research related to precious metals.
5
Pawnshops need to ensure that their operations comply with AML standards, requiring this form.
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What are the instructions for submitting this form?
To submit this form, please send it to the Umicore Precious Metals AML compliance officer at 300 Wampanoag Trail, Riverside, RI 02915 USA. You can also send your completed form via email to usa-salesweb@am.umicore.com. For any inquiries, feel free to contact us at 877-795-5060 or by fax at 1-877-455-0651.
What are the important dates for this form in 2024 and 2025?
Important dates relevant to the Anti Money Laundering Verification Form will depend on regulatory updates. Key deadlines for compliance should be monitored to ensure timely submissions. Help your business stay aligned with all required reporting periods.

What is the purpose of this form?
The purpose of this form is to gather essential information from businesses and individuals involved in precious metals transactions. It helps certify compliance with Anti Money Laundering regulations, which are critical in ensuring the legitimacy of business operations. By filling out this form, users can facilitate transparent and lawful transactions within the industry.

Tell me about this form and its components and fields line-by-line.

- 1. Company/Individual Legal Name: The official name of the entity or individual completing the form.
- 2. Date of Birth / Date of Incorporation: The date of birth for individuals or the incorporation date for businesses.
- 3. Principal Address: The main business address or residential address of the applicant.
- 4. Business Activities: A description of the primary business activities and sources of funds.
- 5. Signature: A signature field for the authorized party to validate the form.
What happens if I fail to submit this form?
Failure to submit this form may result in delays in processing transactions or compliance issues. It is essential to provide accurate and complete information to avoid such concerns. Non-compliance can result in penalties or restricted operations within the industry.
- Transaction Delays: Without proper submission, your transactions may be significantly delayed.
- Regulatory Penalties: Non-compliance with AML regulations could lead to legal penalties.
- Loss of Business Opportunities: Failure to comply may hinder your ability to engage in profitable transactions.
How do I know when to use this form?

- 1. When Starting a Precious Metals Business: Complete this form to establish a compliant business operation.
- 2. Before Large Transactions: Fill out this form to authorize and legitimize large transactions.
- 3. For Regulatory Audits: Use this form in preparation for any regulatory audit involving your business.
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Is this form compliant with AML regulations?
Yes, this form is specifically designed to help users comply with Anti Money Laundering regulations.
Who should fill out this form?
Businesses and individuals in the precious metals industry need to complete this form.
What information do I need to provide?
You will need to provide your legal name, contact details, business activities, and identification numbers.
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